Federal and International Securities Regulation
- Securities & Exchange Commission Main Site
- Telephone Directory of SEC Staff Members in pdf format
- Links to Other Federal Securities Regulatory Agencies
- Federal Securities Regulations and Forms in pdf format
- Federal Securities Regulations and Forms in html format
- Securities Lawyers Deskbook - Laws and Regulations
- Links to Securities Regulators Throughout the World (click links/regulators)
State Securities Regulation
- Links to State Securities Regulators in All 50 States
- National American Securities Administrator Association
Wisconsin Securities Regulation
- Wisconsin Division of Securities Main Site
- Explanation of Exemptions from Registration
- Wisconsin Securities Laws and Regulations
- Wisconsin Secretary of State- Corporate Division (Corporations, LLCs, Limited Partnerships)
Independent Regulatory Bodies
- National Association of Securities Dealers, Inc.
- NASD Rules and Regulations Main Site
- NASD Manual and Rules of Fair Practice
- Links to Principal Securities Exchanges Throughout the World
- Over the Counter Bulletin Board
- Electronic Pink Sheets
- National Investor Relations Institute
Other Securities Reference Materials Available Free
- Real Corporate Lawyer Main Site (News and Developments)
- Legal Memoranda and Securities News of Major Law Firms
- Bowne Securities Direct Main Site (News and Developments)
- E-Books on Securities Law from RR Donnelly
An Insider’s Guide to Going Public
Corporate Responsibilities of Public Companies in 2003
Annual Meeting Handbook (2003) - E-Books on Securities Law from Bowne
Public Company Handbook
Audit Committee Guide
Annual 1934 Act Reporting Calendar